|
Investment Centers of America, Inc. (
ICA ), member FINRA/SIPC and a Registered Investment Advisor is not affiliated with Prairie State Bank & Trust. Securities, advisory services and insurance products offered through
ICA and affiliated insurance agencies are *not insured by the FDIC or any other Federal Government agency *not a deposit or other obligation of, or guaranteed by any bank or their affiliates *subject to risks including the possible loss of principal amount invested.
|
Important Consumer Information:
This site is for informational purposes only and is not intended to be a solicitation or offering of any security and;
|
|
1. Representatives of a broker-dealer ("BD") or investment advisor ("IA") may only conduct business in a state if the representatives and the BD or IA they represent
(a) satisfy the qualification requirements of, and are approved to do business by, the state; or
(b) are excluded or exempted from the state's licensure requirements.
|
|
2. Representatives of a BD or IA are deemed to conduct business in a state to the extent that they provide individualized responses to investor inquiries that involve
(a) effecting, or attempting to effect, transactions in securities; or
(b) rendering personalized investment advice for compensation.
|
Frank Maynerich is also registered to offer securities in the following states:
Missouri ,
Arizona ,
Kentucky ,
Texas ,
Florida ,
Indiana ,
North Carolina , and
Oklahoma
|
